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Sarbanes-Oxley News & Developments


Ex-Marsh Exec Admits to Bid Rigging

A third former executive admits to taking part in an insurance-industry fraud scheme.


New Krispy Kreme Probe Begins

After spending part of last year under an SEC microscope, the doughnut company is once again the subject of a regulatory probe.


Ex-Assistant-Controller Fingers Scrushy

A former HealthSouth accounting manager testifies against Richard Scrushy, adding to the growing list of finance officials who say the CEO knew about accounting fraud.


CFO Whistleblower Reinstated by Court

An administrative law judge rules that the finance chief should get his job back, plus back pay and damages.


Sarbox 404 roundtable

Slated for April 13


Prison Time for Former Boeing CFO

Michael Sears will serve 4 months in prison followed by 2 yrs probation, and will pay a fine of $250,000.


Bally Faces Criminal Investigation

The company fired two finance executives and stopped making severance payments to its former CFO and CEO.


Continental Cuts Comp for Execs, Board

Continental recognizes their increased responsibilities stemming from Sarbanes-Oxley.


Grant Thornton Signing Big Four Clients

It picked up more than 1,000 new engagements from clients of the Big Four audit firms.


Audit Fees Double Due to Sarbox

A hefty portion of is related to work mandated by Sarbanes-Oxley Section 404.


SEC to Convene Sarbox 404 Roundtable

Smaller companies and foreign private issuers may get more time to comply with Section 404 of Sarbanes-Oxley, and a rare SEC roundtable will give all U.S. public companies the opportunity to speak their piece.


U.K. Group Seeks 404 Delay

European executives have complained that even if their companies delist from U.S. exchanges, they are still likely to be saddled with Sarbanes-Oxley compliance costs.


Toyota U.S. Unit Finds Accounting Errors

Timing of revenue and expense recognition is the matter at issue.


Finders Keepers

The SEC is hearing new demands to make it easier for small companies to raise capital.


Ceridian Warns of - Material Weakness

The company also announced that it will change its accounting treatment for its interest-rate and fuel-price derivative securities.


Looking for Gaps

The latest generation of compliance software promises to do more to ease the burden of internal controls assessment.

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Capital Markets Report Urges 404 Fixes
A panel says changes in the way Sarbanes-Oxley has been applied will improve the competitiveness of the U.S. capital markets.

Wal-Mart Whistleblower Drops Lawsuit
Former executive still has a whistleblower case pending before the Labor Department.

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