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Sarbanes-Oxley News & Developments

2006-10-21

SEC Charges Three Enron Executives

A former accountant and two executives are accused of involvement in a fraudulent deal to manipulate publicly reported earnings for Enron.

2006-10-21

Are Your Business Partners an IT Threat?

A third of organizations responding to a recent survey said business partners had caused a security incident in the past year.

2006-10-21

Execs Still Waiting for 404 Help

Viewing COSO as inadequate, finance chiefs are still using auditing standard to guide the way on internal controls, a survey reveals.

2006-10-21

FASB Change Could Help PIPEs Flow

FASB will change an accounting policy that some small firms consider onerous to raising capital.

2006-10-21

AS2, 404: Up for Debate at Year End?

Revisions to Auditing Standard No. 2 and new SEC guidance for Section 404 could be ready for public comment by December.

2006-10-21

No Hard Feelings: SafeNet CFO, CEO Quit

The information security company sends out a press release filled with love taps for two executives who are resigning in the wake of bad news about backdating.

2006-10-06

Judge Does Not Enforce Whistleblower Ruling

David Welch, the first Sarbane-Oxley whistleblower, remains in legal limbo on technicalities.

2006-10-03

Solving the Audit Gap

To keeping IT-related control deficiencies to a minimum, it is more important to improve communication than it is to improve your technology.

2006-10-03

Sarbox Relief Bill Not Enough

Former presidential candidate John Kerry has introduced a little-noticed Sarbox relief bill for small companies.


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The View from the Other Side
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Capital Markets Report Urges 404 Fixes
A panel says changes in the way Sarbanes-Oxley has been applied will improve the competitiveness of the U.S. capital markets.

Wal-Mart Whistleblower Drops Lawsuit
Former executive still has a whistleblower case pending before the Labor Department.

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