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Sarbanes-Oxley News & Developments


Enron Jury Chosen in One Day

Emphasizing impartiality, judge tells jurors, "we are not looking for people who want to right a wrong or provide remedies for those who suffered in the collapse of Enron.'


D&O Insurance Prices Soften, Survey Says

But the disconnect between pricing and actual claims experience may signal a market tightening to come.


Chamber of Commerce Seeks Auditor Relief

Among a number of recommendations, the chamber has asked the SEC to reevaluate the Sarbanes-Oxley provision that restricts firms from providing non-audit services to companies they audit.


Pay-disclosure Break for Foreign Issuers

' One could assume the SEC has become more sensitive to keeping U.S. markets competitive for foreign companies and does not want to add any more requirements beyond Sarbanes-Oxley at this time,' says one observer.


Whistle-blower Shield Stops at Border

Court rules that some overseas workers are not protected by this provision of Sarbanes-Oxley.


Ex-Dynegy Finance Pair Get Prison Terms

Due to a 2002 trading and financing scheme that helped the energy company inflate its reported cash flow by as much as $300 million.


Streamlining Tax Processes in 2006

KPMG stresses e-filing, tax co-sourcing, and embracing IT.


SEC Clarifies Policy on Fines

The commission also announced settlements with two companies, McAfee and Applix, only one of which will pay a monetary penalty.


Scrushy Ordered to Repay Bonuses

A shareholder lawsuit had alleged that because HealthSouth did not, in fact, meet its annual targets from 1997 to 2002, the former CEO had unjustly received the bonuses.


Feds Say Skilling Tried to Deceive SEC

Former Enron president testified about one sale of 500,000 shares but allegedly concealed an attempted sale of 200,000 more.

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Capital Markets Report Urges 404 Fixes
A panel says changes in the way Sarbanes-Oxley has been applied will improve the competitiveness of the U.S. capital markets.

Wal-Mart Whistleblower Drops Lawsuit
Former executive still has a whistleblower case pending before the Labor Department.

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