Exchanges Rules

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> > The Exchanges rules are reflected on the NYSE and NASDAQ websites. We pointed below directly to their respective rules pages for your convenience:

NYSE Rules (PDF File from NYSE website)

NYSE Companies Corporate Governance Practices (NYSE website)

NASDAQ Rules (PDF File from NASDAQ website)

NASDAQ Proposed Rules Changes (NASDAQ website)

> Public Accounting oversight board (101)

> Audit Committee responsibilities (301(2))

> Independence (301(3))

> Complaints (301(4))

> Advisors (301(5))

> Funding (301(6))

> Protections (806)

> Retaliation (1107)

> SEC Rules and Regulations

> SEC Proposed Rules

> SEC Final Rules Releases

> SEC Concept Releases

> SRO Rulemaking

> SEC Interpretive Releases

> SEC Policy Statements

> PCAOB Rulemaking

> NYSE & NASDAQ Rules

> OSHA Rules

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